Overview
- NAMFISA was established by the Namibia Financial Institutions Supervisory Authority Act, Act 3 of 2001. The Authority administers the following Acts, statutes, regulatory frameworks, and related regulations.
Streamlined compliance for success
| Title | |||
|---|---|---|---|
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NDP 5 |
October 10, 2017 | 6.08 MB | Download |
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Harambee Prosperity Plan |
October 10, 2017 | 1.41 MB | Download |
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Namibia Financial Sector Strategy |
October 10, 2017 | 2.79 MB | Download |
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Namibia Financial Sector Charter – May 2009 |
October 10, 2017 | 281.31 KB | Download |
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Vision 2030 |
October 10, 2017 | 1.88 MB | Download |
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The Constitution of the Republic of Namibia |
October 10, 2017 | 291.40 KB | Download |
| Title | |||
|---|---|---|---|
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Gov No. 162 – Draft Proposed Standards under the FIMA Act, 2021 |
April 19, 2024 | 281.39 KB | Download |
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NAMFISA Public Notice – Formal Consultation on Subordinate Legislation -18 APRIL 2024 |
April 19, 2024 | 233.82 KB | Download |
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Circular Risk Based Supervision Methodology Framework |
November 8, 2023 | 204.28 KB | Download |
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RBS Methodology Framework |
November 8, 2023 | 823.01 KB | Download |
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Public Notice – FIM Act Formal Consultation on Subordinate Legislation – October 2023 |
October 24, 2023 | 231.49 KB | Download |
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Unit Trusts Control – Act 54 of 1981 |
September 7, 2023 | 214.81 KB | Download |
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Public Notice – Extension on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Draft Proposed Standards under the Financial Institutions and Markets Act, 2021 |
February 10, 2022 | 2.18 MB | Download |
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Public Notice – Formal Consultations on FIM Act Subordinate Legislation |
January 10, 2022 | 325.33 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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Formal Consultation on Subordinate Legislation Presentation |
November 9, 2021 | 495.67 KB | Download |
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Financial Institutions Markets Act 2021 (Act No. 2 of 2021) |
October 4, 2021 | 1.68 MB | Download |
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Namibia Financial Institutions Supervisory Authority 2021 (Act No. 3 of 2021) |
October 4, 2021 | 429.59 KB | Download |
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Microlending – Act 7 of 2018 |
October 22, 2019 | 330.37 KB | Download |
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Friendly Societies – Act 25 of 1956 |
April 7, 2017 | 153.83 KB | Download |
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Pension Funds – Act 24 of 1956 |
April 7, 2017 | 249.59 KB | Download |
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Public Accountants’ and Auditors’ – Act 51 of 1951 |
March 28, 2017 | 216.94 KB | Download |
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Short-term Insurance Act 4 of 1998 |
March 28, 2017 | 312.90 KB | Download |
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State-owned Enterprises Governance – Act 2 of 2006 |
March 28, 2017 | 351.15 KB | Download |
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Stock Exchanges Control – Act 1 of 1985 |
March 28, 2017 | 243.55 KB | Download |
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Medical Aid Funds Act 23 of 1995 |
March 28, 2017 | 197.11 KB | Download |
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Inspection of Financial Institutions Act 38 of 1984 |
March 28, 2017 | 101.67 KB | Download |
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Credit Agreements Act 75 of 1980 |
March 28, 2017 | 133.08 KB | Download |
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Exemption Notice Microlender 2004 |
March 28, 2017 | 2.35 MB | Download |
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Financial Institutions (Investment of Funds) Act 39 of 1984 |
March 28, 2017 | 91.09 KB | Download |
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Financial Intelligence Act 13 of 2012 |
March 28, 2017 | 500.49 KB | Download |
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Usury – Act 73 of 1968 |
March 28, 2017 | 239.16 KB | Download |
| Title | |||
|---|---|---|---|
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Consumer Credit Bill Template (CCB) |
May 12, 2023 | 21.09 KB | Download |
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4th Draft Consumer Credit Bill (CCB), 23 January 2023 – For Consultation only |
May 12, 2023 | 1.92 MB | Download |
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Formal Consultation on the Proposed Draft Consumer Credit Bill |
March 12, 2023 | 266.07 KB | Download |
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Public Notice – Formal Consultations on FIM Act Subordinate Legislation |
January 10, 2022 | 325.33 KB | Download |
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Financial Institutions Markets 2021 |
April 22, 2021 | 1.72 MB | Download |
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Namibia Financial Institutions Supervisory Authority 2021 |
April 22, 2021 | 389.87 KB | Download |
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Departure : Deputy CEO of Market Conduct and Operations, Mr. Bonifatius Paulino |
March 11, 2021 | 361.34 KB | Download |
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FIM Circular January 2021 |
February 10, 2021 | 359.04 KB | Download |
| Title | |||
|---|---|---|---|
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2024 | 227.56 KB | Download |
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Regulations for Industries (Preliminary, Insurance, Retirement Funds, Friendly Societies, Medical Aid Funds) |
November 25, 2022 | 532.73 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2022 | 89.42 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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Regulation Relating to Penalties for None-Compliance with Microlending Act (002) |
January 25, 2021 | 190.69 KB | Download |
| Title | |||
|---|---|---|---|
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Explanatory Memorandum on Proposed Amendments to LTI Regulations |
February 20, 2024 | 389.07 KB | Download |
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Explanatory Memorandum on Proposed Amendments to STI Regulations |
February 20, 2024 | 210.03 KB | Download |
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Proposed Amendments to LTI regulations – Comments Template |
February 15, 2024 | 20.50 KB | Download |
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Proposed Amendments to STI regulations – Comments Template |
February 15, 2024 | 20.49 KB | Download |
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Proposed Amendments to Short-term and Long-term Insurance Regulations – Feb 2024 |
February 14, 2024 | 354.03 KB | Download |
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Chapter 2 – Insurance Standards |
April 5, 2023 | 1.17 MB | Download |
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Breakdown – Industry Comments – Chapter 2 – Insurance |
April 5, 2023 | 72.00 KB | Download |
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Regulations for Industries (Preliminary, Insurance, Retirement Funds, Friendly Societies, Medical Aid Funds) |
November 25, 2022 | 532.73 KB | Download |
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Regulation 15 of the Regulations Under the Long-Term Insurance Act |
January 10, 2022 | 692.95 KB | Download |
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Regulation 8 of the Regulation Under the Short-Term Insurance Act |
January 10, 2022 | 72.00 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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INS.R.2.1 – The Meaning of Microinsurance |
November 10, 2021 | 255.02 KB | Download |
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INS.R.2.2 – Defined Terms |
November 10, 2021 | 347.10 KB | Download |
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INS.R.2.3 – Amount of Protection Afforded Life Policies |
November 10, 2021 | 120.20 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
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Explanatory Memorandum on Proposed Amendments to PF Regulations |
February 20, 2024 | 471.06 KB | Download |
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Proposed Amendments to PF Regulations – Comments Template |
February 15, 2024 | 20.51 KB | Download |
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Chapter 5 – Retirement Funds Standards |
April 5, 2023 | 993.85 KB | Download |
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Breakdown – Industry Comments – Chapter 5 – Retirement Funds |
April 5, 2023 | 432.23 KB | Download |
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Regulations for Industries (Preliminary, Insurance, Retirement Funds, Friendly Societies, Medical Aid Funds) |
November 25, 2022 | 532.73 KB | Download |
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Notice to Trustees, Principal Officers and Other Officers of Foreign Pension Funds Registered in Namibia |
December 13, 2021 | 199.88 KB | Download |
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Annexure A – Foreign Funds Return |
December 13, 2021 | 74.20 KB | Download |
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Annexure B – FFR Guidelines |
December 13, 2021 | 1.03 MB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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RF.R.5.10 – Preservation of retirement benefits |
November 10, 2021 | 208.91 KB | Download |
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RF.R.5.11 – Exemption form prohibited investments |
November 10, 2021 | 70.55 KB | Download |
| Title | |||
|---|---|---|---|
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Chapter 6 – Friendly Societies Standards |
April 5, 2023 | 584.32 KB | Download |
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Regulations for Industries (Preliminary, Insurance, Retirement Funds, Friendly Societies, Medical Aid Funds) |
November 25, 2022 | 532.73 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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FS.R.6.1 – Amount of Income for Chapter 6 not to apply |
November 10, 2021 | 71.89 KB | Download |
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FS.R.6.2 – Investment Limits |
November 10, 2021 | 198.11 KB | Download |
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FS.R.6.3 – Exemption from Investment Limits |
November 10, 2021 | 61.64 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
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Chapter 7 – Medical Aid Funds Standards |
April 5, 2023 | 841.64 KB | Download |
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Breakdown – Industry Comments – Chapter 7 – Medical Aid Funds |
April 5, 2023 | 381.97 KB | Download |
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Regulations for Industries (Preliminary, Insurance, Retirement Funds, Friendly Societies, Medical Aid Funds) |
November 25, 2022 | 532.73 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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MAF.R.7.1 – Insurance Policies to be Excluded from MAF Business |
November 11, 2021 | 190.71 KB | Download |
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MAF.R.7.2 – Investment limits for Medical Aid Funds |
November 11, 2021 | 114.57 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
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Capital Markets Industry Comments Outsourcing Standard October |
October 11, 2024 | 72.00 KB | Download |
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Credit Bureau Industry Comments Outsourcing Standard |
October 11, 2024 | 159.90 KB | Download |
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Gen S 10.10 Outsourcing Standard Final 2024 |
October 11, 2024 | 210.82 KB | Download |
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Insurance & Medical Aid Fund Industry Comments Outsourcing Standard |
October 11, 2024 | 477.66 KB | Download |
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Outsourcing Circular |
October 11, 2024 | 228.66 KB | Download |
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Retirement Funds Industry Comments Outsourcing Standard |
October 11, 2024 | 195.91 KB | Download |
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Breakdown – Industry Comments – GEN.S.10-21 Treating Customers Friendly |
October 11, 2024 | 819.27 KB | Download |
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GEN.S.10.21 Fair Treatment of Customers and Principles Relating to Market Conduct and their Administration by NAMFISA |
October 11, 2024 | 176.19 KB | Download |
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Regulations for Industries (Preliminary, Insurance, Retirement Funds, Friendly Societies, Medical Aid Funds) |
November 25, 2022 | 532.73 KB | Download |
|
Regulation 15 of the Regulations Under the Long-Term Insurance Act |
January 10, 2022 | 692.95 KB | Download |
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Regulations 8 of the Regulations Under the Short-Term Insurance Act |
January 10, 2022 | 687.84 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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General Definitions |
November 11, 2021 | 149.29 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
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| Title | |||
|---|---|---|---|
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Act Regulations |
August 16, 2024 | 2.18 MB | Download |
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Breakdown Industry Comments Chapter 1 Preliminary |
November 25, 2022 | 235.94 KB | Download |
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Standards Chapters 1-10 Preliminary General |
November 25, 2022 | 436.46 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
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Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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Pre S.1.1. Definition of Valuator |
November 10, 2021 | 144.55 KB | Download |
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Critical Regulations and Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
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Public Notice – Extension on FIM ACT Formal Consultation |
March 6, 0003 | 227.56 KB | Download |
| Title | |||
|---|---|---|---|
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Chapter 2 – Insurance Standards |
April 5, 2023 | 1.17 MB | Download |
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Breakdown Industry Comments Chapter-2 Insurance |
April 5, 2023 | 795.72 KB | Download |
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Public Notice – Extension on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Government Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
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Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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INS.S.2.1 – Capital Adequacy Requirements For Insurers |
November 10, 2021 | 793.21 KB | Download |
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INS-S-2-2 Asset Liability Valuation for CAR |
November 10, 2021 | 432.35 KB | Download |
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INS-S-2-3 Application for Registration of Insurers and Reinsurers |
November 10, 2021 | 818.25 KB | Download |
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INS-S-2-5 Exemptions |
November 10, 2021 | 300.34 KB | Download |
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INS-S-2-6 Financial Reporting Brokers |
November 10, 2021 | 127.46 KB | Download |
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INS-S-2-8 Cell Captive |
November 10, 2021 | 506.39 KB | Download |
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INS-S-2-7 Fair Treatment Industry |
November 10, 2021 | 136.11 KB | Download |
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INS-S-2-9 Commission |
November 10, 2021 | 316.23 KB | Download |
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INS.S.2.10 – Point of Sale Information |
November 10, 2021 | 435.22 KB | Download |
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INS-S-2-11 Registration Corporate Agents |
November 10, 2021 | 497.63 KB | Download |
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INS-S-2-12 Soundness Financial Position |
November 10, 2021 | 313.55 KB | Download |
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INS-S-2-13 Trust Account and Returns |
November 10, 2021 | 827.63 KB | Download |
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INS-S-2-14 Voluntary Cancellation of Insurers and Reinsurers Registration |
November 10, 2021 | 494.03 KB | Download |
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INS-S-2-16 Registration of Lloyds Intermediaries |
November 10, 2021 | 296.94 KB | Download |
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INS-S-2-15 Accounts and other Information to be Kept by Registered Insurers and Reinsurers |
November 10, 2021 | 146.60 KB | Download |
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INS-S-2-18 Certificate of Registration |
November 10, 2021 | 154.59 KB | Download |
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INS-S-2-4 Registration Brokers |
November 10, 2021 | 582.33 KB | Download |
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INS-S-2-17 Voluntary Cancellation of Brokers Registration. |
November 10, 2021 | 434.75 KB | Download |
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Critical Regulations and Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
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Public Notice Foreign Funds Return FINAL |
August 19, 2024 | 199.88 KB | Download |
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Chapter 5 – Retirement Funds Standards |
April 5, 2023 | 993.85 KB | Download |
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Public Notice – Extension on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Government Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
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Breakdown – Industry Comments Chapter-5 Retirement Funds |
November 25, 2022 | 432.23 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
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Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
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Annexure B – FFR Guidelines |
December 13, 2021 | 1.03 MB | Download |
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Annexure A – Foreign Funds Return Final |
December 13, 2021 | 74.20 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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Public Notice FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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RF.S.5.6 Requirements for Voluntary Termination of a Fund |
November 10, 2021 | 970.00 KB | Download |
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RF.S.5.5 Determination of Financial Soundness |
November 10, 2021 | 278.20 KB | Download |
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RF.S.5.4 Requirements for the Rules of a Fund |
November 10, 2021 | 443.88 KB | Download |
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RF.S.5.9 Compulsory Beneficiary Nomination Forms |
November 10, 2021 | 472.22 KB | Download |
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RF.S.5.7 Minimum Benefits that a Fund Must Provide |
November 10, 2021 | 261.99 KB | Download |
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RF.S.5.3 Minimum Information to be Furnished by an Employer |
November 10, 2021 | 323.40 KB | Download |
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RF.S.5.2 Investigation by and Report of Valuator |
November 10, 2021 | 661.66 KB | Download |
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RF.S.5.10 Conditions for Actuarial Exemption for DC Funds |
November 10, 2021 | 147.26 KB | Download |
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RF.S.5.11 Alternative Forms of Payment of Pensions for DC Funds |
November 10, 2021 | 166.54 KB | Download |
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RF.S.5.13 Requirements for a Communication Strategy of the Board |
November 10, 2021 | 165.28 KB | Download |
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RF.S.5.18 Matters to be Included in an Investment Policy Statement |
November 10, 2021 | 370.85 KB | Download |
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RF.S.5.1 Definition of Actuarial Surplus |
November 10, 2021 | 436.49 KB | Download |
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RF.S.5.19 Matters to be Communicated to Members and Employers |
November 10, 2021 | 494.10 KB | Download |
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RF.S.5.17 Categories of Persons Having an Interest in Compliance |
November 10, 2021 | 188.49 KB | Download |
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RF.S.5.20 Matters to be Included in Code of Conduct |
November 10, 2021 | 310.59 KB | Download |
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RF.S.5.22 Transfer of Business |
November 10, 2021 | 320.18 KB | Download |
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RF.S.5.23 The Fee that may be Charged to Members for Copies |
November 10, 2021 | 150.72 KB | Download |
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RF.S.5.24 Registration Requirements |
November 10, 2021 | 387.58 KB | Download |
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RF.S.5.25 Form of Certificate of Registration |
November 10, 2021 | 154.67 KB | Download |
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Frequently Asked Questions – Retirement Funds |
August 12, 2021 | 337.36 KB | Download |
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Critical Regulations and Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
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Chapter 6 – Friendly Societies Standards |
April 5, 2023 | 584.32 KB | Download |
|
PublicNotice – Extension on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
|
Government Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
|
Standards FIMA 2021 (Friendly Societies) |
November 25, 2022 | 584.32 KB | Download |
|
Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
|
Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
|
Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
|
Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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FS.S.6.11 – Minimum number of members of a society |
November 11, 2021 | 70.99 KB | Download |
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FS.S.6.10 – Requirements applicable to Exempted Societies |
November 11, 2021 | 77.17 KB | Download |
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FS.S.6.9 – Requirements for Voluntary Termination of a Society |
November 11, 2021 | 100.64 KB | Download |
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FS.S.6.8 – Determination of Financial soundness of a Society |
November 11, 2021 | 90.24 KB | Download |
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FS.S.6.6 – Requirements for the Rules of a Society |
November 11, 2021 | 132.79 KB | Download |
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FS.S.6.5 – Requirements for Annual Report of a Society |
November 11, 2021 | 86.11 KB | Download |
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FS.S.6.4 – Management and Governance of a Society |
November 11, 2021 | 86.42 KB | Download |
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FS.S.6.2 – Statement of Liabilities |
November 11, 2021 | 131.83 KB | Download |
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FS.S.6.1 – Statement of Assets |
November 11, 2021 | 155.03 KB | Download |
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FS.S.6.16 – Period after which Payment of Contributions become due |
November 11, 2021 | 79.86 KB | Download |
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FS.S.6.15 – Persons who may keep Money and Assets |
November 11, 2021 | 80.38 KB | Download |
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FS.S.6.14 – The Books of Account and Records to be kept |
November 11, 2021 | 79.96 KB | Download |
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FS.S.6.13 – The Percentage of the Fair Value of Property |
November 11, 2021 | 72.43 KB | Download |
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FS.S.6.12 – Valuation and report of the Valuator |
November 11, 2021 | 86.65 KB | Download |
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FS.S.6.17 – Registration Requirements for a Society |
November 11, 2021 | 194.27 KB | Download |
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FS.S.6.18 – Form of Certificate of Registration for a Society |
November 11, 2021 | 95.69 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
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Chapter 7 – Medical Aid Funds Standards |
April 5, 2023 | 841.64 KB | Download |
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Breakdown – Industry Comments Chapter 7 (Medical Aid Funds) |
April 5, 2023 | 381.97 KB | Download |
|
Public Notice – Extension on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
|
Government Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
|
Breakdown – Industry Comments – Chapter 7 – Medical Aid Funds (FIMA ’21) |
November 25, 2022 | 728.38 KB | Download |
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Standards FIMA 2021 (Medical Aid Funds) |
November 25, 2022 | 841.62 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
|
Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
|
Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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MAF.S.7.16 – Period after Which Payment of Contributions Become Due |
November 11, 2021 | 79.72 KB | Download |
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MAF.S.7.15 – Form of Certificate of Registration for a MAF |
November 11, 2021 | 96.61 KB | Download |
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MAF.S.7.14 – Application for Registration of a MAF |
November 11, 2021 | 197.87 KB | Download |
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MAF.S.7.13 – Waiting Periods and other Periods |
November 11, 2021 | 88.03 KB | Download |
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MAF.S.7.12 – Requirements for the Annual Report of a MAF |
November 11, 2021 | 264.73 KB | Download |
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MAF.S.7.11 – Minimum Number of Members of a MAF |
November 11, 2021 | 77.25 KB | Download |
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MAF.S.7.10 – Requirements for the Report of the Valuator of a MAF |
November 11, 2021 | 86.87 KB | Download |
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MAF.S.7.8 – Requirements for Voluntary Termination of a MAF |
November 11, 2021 | 265.88 KB | Download |
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MAF.S.7.7 – Provision of Written Proof of Membership |
November 11, 2021 | 76.57 KB | Download |
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MAF.S.7.5 – Determination of Financial Soundness of a MAF |
November 11, 2021 | 100.11 KB | Download |
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MAF.S.7.4 – Requirements for the Rules of a MAF |
November 11, 2021 | 226.58 KB | Download |
|
Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
|
GEN.S.10.21 Fair Treatment of Customers and Principles Relating to Market Conduct and their Administration by NAMFISA |
October 11, 2024 | 176.19 KB | Download |
|
Breakdown – Industry Comments – GEN.S.10-21 Treating Customers Friendly |
October 11, 2024 | 819.27 KB | Download |
|
Retirement Funds Industry Comments Outsourcing Standard |
October 11, 2024 | 195.91 KB | Download |
|
Outsourcing Circular |
October 11, 2024 | 228.66 KB | Download |
|
Insurance & Medical Aid Fund Industry Comments Outsourcing Standard |
October 11, 2024 | 477.66 KB | Download |
|
Gen S 10.10 Outsourcing Standard Final 2024 |
October 11, 2024 | 210.82 KB | Download |
|
Credit Bureau Industry Comments Outsourcing Standard |
October 11, 2024 | 159.90 KB | Download |
|
Capital Markets Industry Comments Outsourcing Standard October |
October 11, 2024 | 355.49 KB | Download |
|
Public Notice – Extension on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
|
Government Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
|
Standards FIMA 2021 (Preliminary & General) |
November 25, 2022 | 436.46 KB | Download |
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Breakdown – Industry Comments – Chapter 10 – General (FIMA ’21) |
November 25, 2022 | 790.55 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
|
Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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GEN.S.10.20 – Establish Procedures for Identifying |
November 11, 2021 | 123.81 KB | Download |
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GEN.S.10.19 – Form & Content of any Application |
November 11, 2021 | 177.85 KB | Download |
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GEN.S.10.18 – Fiduciary Responsibilities of Financial Institutions |
November 11, 2021 | 76.16 KB | Download |
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GEN.S.10.17 – Description of Plain Language |
November 11, 2021 | 131.54 KB | Download |
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GEN.S.10.16 – Imposition of Penalties on List Applicants |
November 11, 2021 | 67.70 KB | Download |
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GEN.S.10.14 – Information from List Applicants |
November 11, 2021 | 104.41 KB | Download |
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GEN.S.10.13 – Payment of Contributions by RF FS MAF |
November 11, 2021 | 65.08 KB | Download |
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GEN.S.10.12 – Content of Investment Mandate |
November 11, 2021 | 163.84 KB | Download |
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GEN.S.10.11 – Institutional Investment |
November 11, 2021 | 148.12 KB | Download |
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GEN.S.10.10 – Outsourcing |
November 11, 2021 | 169.03 KB | Download |
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GEN.S.10.9 – Code of Conduct |
November 11, 2021 | 107.29 KB | Download |
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GEN.S.10.8 – Independence |
November 11, 2021 | 76.52 KB | Download |
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GEN.S.10.2 – Fit & Proper Requirements |
November 11, 2021 | 235.29 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
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Public Notice – Extension on FIM ACT Formal Consultation |
March 6, 0003 | 227.56 KB | Download |
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Standard 3.7 |
October 11, 2024 | 620.77 KB | Download |
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Standard 3.6 |
October 11, 2024 | 413.86 KB | Download |
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Industry Comments On FIMA Chapters 3 |
October 11, 2024 | 413.96 KB | Download |
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PUBLIC NOTICE – EXTENTION ON FIM ACT FORMAL CONSULTATION |
March 6, 2023 | 227.56 KB | Download |
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Govenment Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
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Breakdown – Industry Comments – Chapter 3 – Financial Markets |
November 25, 2022 | 881.55 KB | Download |
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Standards FIMA 2021 (Financial Markets) |
November 25, 2022 | 488.25 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
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Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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PUBLIC NOTICE – FIM ACT FORMAL CONSULTATION |
November 25, 2021 | 405.22 KB | Download |
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FM.S.3.5 – Demutualization of an SRO |
November 10, 2021 | 534.47 KB | Download |
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FM.S.3.4 – Information about an Issuer and Securities being issued |
November 10, 2021 | 484.29 KB | Download |
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FM.S.3.4 – Information about an Issuer and Securities being issued |
November 10, 2021 | 484.29 KB | Download |
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FM.S.3.3 – Matters to be Included in a Report Referred to in s113 of the Act and the Manner and Timing of such Report |
November 10, 2021 | 247.51 KB | Download |
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FM.S.3.2 – Annual Report of a Self-regulating Entity |
November 10, 2021 | 432.70 KB | Download |
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FM.S.3.1 – Matters to be Included by a Registered Exchange in its Listing Requirements |
November 10, 2021 | 422.88 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
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Standard 4.6 |
October 11, 2024 | 330.29 KB | Download |
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Industry Comments – Chapter 4 – Collective Investments Schemes |
October 11, 2024 | 155.29 KB | Download |
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2023 | 227.56 KB | Download |
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Government Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
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Breakdown – Industry Comments – Chapter 4 – Collective Investment Schemes |
November 28, 2022 | 881.55 KB | Download |
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Standards FIMA 2021 (Collective Investments Schemes) |
November 25, 2022 | 611.37 KB | Download |
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Government Gazette No. 7784 |
April 22, 2022 | 949.40 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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CIS.S.4.14 – Application for Registration as Manager of a CIS |
November 10, 2021 | 771.48 KB | Download |
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CIS.S.4.13 – Calculation of Fair Value of a Security |
November 10, 2021 | 549.05 KB | Download |
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CIS.S.4.12 – Matters to be Regulated by Deed |
November 10, 2021 | 456.79 KB | Download |
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CIS.S.4.11 – Meaning of Net Asset Value |
November 10, 2021 | 429.83 KB | Download |
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CIS.S.4.10 – Permissible Deductions from a Portfolio |
November 10, 2021 | 426.03 KB | Download |
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CIS.S.4.9 – Requirements for the exercise of Voting Power Conferred |
November 10, 2021 | 444.84 KB | Download |
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CIS.S.4.8 – Assets that must be included in a Portfolio of a CIS |
November 10, 2021 | 418.91 KB | Download |
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CIS.S.4.7 – Requirements with Respect to Trustees and Custodians of CIS |
November 10, 2021 | 426.56 KB | Download |
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CIS.S.4.6 – Actions that NAMFISA may take against |
November 10, 2021 | 434.97 KB | Download |
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CIS.S.4.5 – Minimum Investment periods for Investment in CIS Unlisted Securities |
November 10, 2021 | 418.98 KB | Download |
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CIS.S.4.4 – Minimum Investment periods for Investment in CIS Bonds |
November 10, 2021 | 418.30 KB | Download |
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CIS.S.4.3 – Rules for Administration of CISs under one |
November 10, 2021 | 431.68 KB | Download |
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CIS.S.4.2 – Other Information and Material |
November 10, 2021 | 430.10 KB | Download |
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CIS.S.4.1 – Additional Information required to enable an Investor |
November 10, 2021 | 449.14 KB | Download |
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Critical Regulations & Standards for Immediate Implementation After Act is in Force |
June 25, 2020 | 89.42 KB | Download |
| Title | |||
|---|---|---|---|
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Public Notice – Extention on FIM Act Formal Consultation |
March 6, 2023 | 405.22 KB | Download |
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Government Gazette No. 47 |
February 7, 2023 | 463.40 KB | Download |
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Government Gazette No. 7713 |
April 19, 2022 | 2.18 MB | Download |
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Government Gazette No. 7784 |
April 19, 2022 | 949.40 KB | Download |
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Industry Comments Template |
November 25, 2021 | 19.36 KB | Download |
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Public Notice – FIM Act Formal Consultation |
November 25, 2021 | 405.22 KB | Download |
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FIA Regulations 2015 |
March 23, 2017 | 391.83 KB | Download |
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